Convention for the Protection of Producers of Phonograms Against Unauthorized Duplication of Their Phonograms	保护录音制品制作者禁止未经许可复制其录音制品公约
of October 29, 1971	1971年10月29日
The Contracting States,	缔约各国，
concerned at the widespread and increasing unauthorized duplication of phonograms and the damage this is occasioning to the interests of authors, performers and producers of phonograms;	担心普遍和不断增加的对录音制品的未经许可的复制以及由此给作者、表演者和录音制品制作者利益带来的损害；
convinced that the protection of producers of phonograms against such acts will also benefit the performers whose performances, and the authors whose works, are recorded on the said phonograms;	相信保护录音制品制作者，防止此种行为，还将有利于其表演和作品录制在录音制品上的表演者和作者；
recognizing the value of the work undertaken in this field by the United Nations Educational, Scientific and Cultural Organization and the World Intellectual Property Organization;	承认联合国教育科学文化组织和世界知识产权组织在这方面所做工作的价值；
anxious not to impair in any way international agreements already in force and in particular in no way to prejudice wider acceptance of the Rome Convention of October 26, 1961, which affords protection to performers and to broadcasting organizations as well as to producers of phonograms;	期望毫不影响已经生效的国际协定，特别是毫不妨碍保护表演者、广播组织和录音制品制作者的1961年10月26日罗马公约得到更广泛的承认；
have agreed as follows:	达成协议如下：
Article 1 Definitions	第一条
For the purposes of this Convention:	在本公约中：
(a) “phonogram” means any exclusively aural fixation of sounds of a performance or of other sounds;	（一）“录音制品”指任何仅听觉可感知的对表演的声音或其他声音的固定；
(b) “producer of phonograms” means the person who, or the legal entity which, first fixes the sounds of a performance or other sounds;	（二）“录音制品制作者”指首次将表演的声音或其他声音固定下来的自然人或法人；
(c) “duplicate” means an article which contains sounds taken directly or indirectly from a phonogram and which embodies all or a substantial part of the sounds fixed in that phonogram;	（三）“复制品”指一件含有直接或间接从录音制品获取的声音的物品，该物品载有固定在该录音制品上的声音的全部或主要部分；
(d) “distribution to the public” means any act by which duplicates of a phonogram are offered, directly or indirectly, to the general public or any section thereof.	（四）“公开发行”指将录音制品的复制品直接或间接提供给公众或任何一部分公众的行为。
Article 2 Obligations of Contracting States; Whom they must protect and against what	第二条
Each Contracting State shall protect producers of phonograms who are nationals of other Contracting States against the making of duplicates without the consent of the producer and against the importation of such duplicates, provided that any such making or importation is for the purpose of distribution to the public, and against the distribution of such duplicates to the public.	各缔约国应当保护是其他缔约国国民的录音制品制作者，防止未经录音制品制作者同意而制作复制品和防止此类复制品的进口，只要任何此种制作或进口的目的是为了公开发行；以及防止公开发行此类复制品。
Article 3 Means of Implementation by Contracting States	第三条
The means by which this Convention is implemented shall be a matter for the domestic law of each Contracting State and shall include one or more of the following: protection by means of the grant of a copyright or other specific right; protection by means of the law relating to unfair competition; protection by means of penal sanctions.	执行本公约的方式应当由各缔约国国内法律规定并应当包括以下一种或多种：通过授予版权或其他专项权利的方式保护；通过有关不正当竞争的法律保护；通过刑事制裁的方式保护。
Article 4 Term of Protection	第四条
The duration of the protection given shall be a matter for the domestic law of each Contracting State. However, if the domestic law prescribes a specific duration for the protection, that duration shall not be less than twenty years from the end either of the year in which the sounds embodied in the phonogram were first fixed or of the year in which the phonogram was first published.	给予保护的期限应当由各缔约国国内法律规定。但是，如果国内法律规定一具体保护期，此保护期不应短于自录音制品载有的声音首次被固定之年年底起，或从录音制品首次出版之年年底起二十年。
Article 5 Formalities	第五条
If, as a condition of protecting the producers of phonograms, a Contracting State, under its domestic law, requires compliance with formalities, these shall be considered as fulfilled if all the authorized duplicates of the phonogram distributed to the public or their containers bear a notice consisting of the symbol (P), accompanied by the year date of the first publication, placed in such manner as to give reasonable notice of claim of protection; and, if the duplicates or their containers do not identify the producer, his successor in title or the exclusive licensee (by carrying his name, trademark or other appropriate designation), the notice shall also include the name of the producer, his successor in title or the exclusive licensee.	如果一缔约国依照其国内法律要求以履行手续作为保护录音制品制作者的条件，只要公开发行的经授权的录音制品的所有复制品或其包装物载有Ｐ标记并伴有首次出版年份，而且标记的部位足以使人注意到保护的要求，则应当认为符合手续；如果复制品或其包装物上未（通过载有其姓名、商标或其他适当标识）注明制作者、他的合法继承人或专有许可证持有人，则标记还应当包括制作者和他的合法继承人或专有许可证持有人的姓名。
Article 6 Limitations on Protection	第六条
Any Contracting State which affords protection by means of copyright or other specific right, or protection by means of penal sanctions, may in its domestic law provide, with regard to the protection of producers of phonograms, the same kinds of limitations as are permitted with respect to the protection of authors of literary and artistic works. However, no compulsory licenses may be permitted unless all of the following conditions are met:	任何通过版权或其他专项权利的方式或通过刑事制裁的方式提供保护的缔约国，可以在其国内法律中为录音制品制作者的保护规定与允许对文学和艺术作品作者的保护所作的相同的限制。但是，只有符合所有下列条件，才允许颁发强制许可证：
(a) the duplication is for use solely for the purpose of teaching or scientific research;	（一）复制品仅用于教学和科学研究的目的；
(b) the license shall be valid for duplication only within the territory of the Contracting State whose competent authority has granted the license and shall not extend to the export of duplicates;	（二）许可证仅适用于在颁发许可证的主管当局管辖的领土内进行的复制，不适用于复制品的出口；
(c) the duplication made under the license gives rise to an equitable remuneration fixed by the said authority taking into account, inter alia, the number of duplicates which will be made.	（三）根据许可证制作复制品，应支付由上述主管当局考虑要制作的复制品的数量和其他因素而确定的合理报酬。
Article 7 Savings: 1. Safeguard of Copyright and Neighboring Rights; 2. Protection for Performers; 3. Non-Retroactivity; 4. Substitution of the Criterion of Fixation	第七条
(1) This Convention shall in no way be interpreted to limit or prejudice the protection otherwise secured to authors, to performers, to producers of phonograms or to broadcasting organizations under any domestic law or international agreement.	一、本公约的解释不得限制或妨碍任何国内法律或国际协定给予作者、表演者、录音制品制作者或广播组织的其他保护。
(2) It shall be a matter for the domestic law of each Contracting State to determine the extent, if any, to which performers whose performances are fixed in a phonogram are entitled to enjoy protection and the conditions for enjoying any such protection.	二、如果被固定在录音制品上的表演的表演者享受保护，保护程度以及享受此种保护的条件，应当由各缔约国国内法律确定。
(3) No Contracting State shall be required to apply the provisions of this Convention to any phonogram fixed before this Convention entered into force with respect to that State.	三、不得要求缔约国将本公约的条款适用于本公约在该国生效之前已经固定的任何录音制品。
(4) Any Contracting State which, on October 29, 1971, affords protection to producers of phonograms solely on the basis of the place of first fixation may, by a notification deposited with the Director General of the World Intellectual Property Organization, declare that it will apply this criterion instead of the criterion of the nationality of the producer.	四、任何在1971年10月29日仅根据首次固定地为录音制品制作者提供保护的缔约国，可以向世界知识产权组织总干事递交通知书，声明其将适用这个标准而不是制作者国籍标准。
Article 8 Secretariat	第八条
(1) The International Bureau of the World Intellectual Property Organization shall assemble and publish information concerning the protection of phonograms. Each Contracting State shall promptly communicate to the International Bureau all new laws and official texts on this subject.	一、世界知识产权组织国际局应当汇集和出版与保护录音制品有关的信息资料。各缔约国应当将所有这方面的新法律和官方文件及时传送国际局。
(2) The International Bureau shall, on request, furnish information to any Contracting State on matters concerning this Convention, and shall conduct studies and provide services designed to facilitate the protection provided for therein.	二、国际局应当应要求向任何缔约国提供有关本公约的资料，应当为促进本公约规定的保护开展研究和提供服务。
(3) The International Bureau shall exercise the functions enumerated in paragraph (1) and paragraph (2) above in cooperation, for matters within their respective competence, with the United Nations Educational, Scientific and Cultural Organization and the International Labour Office.	三、国际局应当与联合国教育科学文化组织和国际劳工组织合作，在各自的职权范围内履行本条第一、二款所列的职能。
Article 9 Joining the Convention: 1. Signature and Deposit; 2 and 3. Ratification and Accession; 4. States’ Obligations as to their Domestic Law	第九条
(1) This Convention shall be deposited with the Secretary-General of the United Nations. It shall be open until April 30, 1972, for signature by any State that is a member of the United Nations, any of the Specialized Agencies brought into relationship with the United Nations, or the International Atomic Energy Agency, or is a party to the Statute of the International Court of Justice.	一、本公约应当向联合国秘书长交存。在1972年4月30日之前，联合国和任何联合国专门机构、国际原子能机构或国际法院规约的任何成员国均可在本公约上签字。
(2) This Convention shall be subject to ratification or acceptance by the signatory States. It shall be open for accession by any State referred to in paragraph (1) of this Article.	二、本公约须经签字国批准或接受；本条第一款提到的任何国家均可加入本公约。
(3) Instruments of ratification, acceptance or accession shall be deposited with the Secretary-General of the United Nations.	三、批准、接受或加入书应当向联合国秘书长交存。
(4) It is understood that, at the time a State becomes bound by this Convention, it will be in a position in accordance with its domestic law to give effect to the provisions of the Convention.	四、不言而喻，一个国家受本公约约束时，便能够根据其国内法律使本公约条款付诸实施。
Article 10 Reservations	第十条
No reservations to this Convention are permitted.	不允许对本公约作出保留。
Article 11 Entry into Force and Applicability: 1 and 2. Entry into Force of the Convention; 3 and 4. Applicability of the Convention to Certain Territories	第十一条
(1) This Convention shall enter into force three months after deposit of the fifth instrument of ratification, acceptance or accession.	一、本公约应当于第五份批准、接受或加入书交存三个月后生效。
(2) For each State ratifying, accepting or acceding to this Convention after the deposit of the fifth instrument of ratification, acceptance or accession, the Convention shall enter into force three months after the date on which the Director General of the World Intellectual Property Organization informs the States, in accordance with Article 13, paragraph (4), of the deposit of its instrument.	二、对于在第五份批准、接受或加入书交存之后批准、接受或加入的国家，本公约应当于世界知识产权组织总干事根据第十三条第四款通知有关各国已收到该国证书之日起三个月后在该国生效。
(3) Any State may, at the time of ratification, acceptance or accession or at any later date, declare by notification addressed to the Secretary-General of the United Nations that this Convention shall apply to all or any one of the territories for whose international affairs it is responsible. This notification will take effect three months after the date on which it is received.	三、在批准、接受或加入时，或在此后任何时间，任何国家可在致联合国秘书长的通知书中声明本公约适于它负责其国际关系的所有领土或其中任何一领土。此通知书应当于收到之日起三个月后生效。
(4) However, the preceding paragraph may in no way be understood as implying the recognition or tacit acceptance by a Contracting State of the factual situation concerning a territory to which this Convention is made applicable by another Contracting State by virtue of the said paragraph.	四、但是，上款不得理解为一缔约国承认或默认另一缔约国根据上款规定使本公约对之适用的某一领土的现实状况。
Article 12 Denunciation of the Convention	第十二条
(1) Any Contracting State may denounce this Convention, on its own behalf or on behalf of any of the territories referred to in Article 11, paragraph (3), by written notification addressed to the Secretary-General of the United Nations.	一、任何缔约国可以以自己的名义或代表第十一条第三款所指的任何领土，通过致联合国秘书长的书面通知退出本公约。
(2) Denunciation shall take effect twelve months after the date on which the Secretary-General of the United Nations has received the notification.	二、此种退出应当于联合国秘书长收到通知书之日起十二个月后生效。
Article 13 Languages and Notifications	第十三条
(1) This Convention shall be signed in a single copy in English, French, Russian and Spanish, the four texts being equally authentic.	一、本公约应当以一份英文、法文、俄文和西班牙文合一的文本签署，四种文字具有同等效力。
(2) Official texts shall be established by the Director General of the World Intellectual Property Organization, after consultation with the interested Governments, in the Arabic, Dutch, German, Italian and Portuguese languages.	二、阿拉伯文、荷兰文、德文、意大利文和葡萄牙文的正式文本应当由世界知识产权组织总干事和有关政府协商后制定。
(3) The Secretary-General of the United Nations shall notify the Director General of the World Intellectual Property Organization, the Director-General of the United Nations Educational, Scientific and Cultural Organization and the Director-General of the International Labour Office of:	三、联合国秘书长应当通知世界知识产权组织总干事、联合国教育科学文化组织总干事和国际劳工局局长：
(a) signatures to this Convention;	（一）本公约的签署；
(b) the deposit of instruments of ratification, acceptance or accession;	（二）批准、接受或加入书的交存；
(c) the date of entry into force of this Convention;	（三）本公约生效的日期；
(d) any declaration notified pursuant to Article 11, paragraph (3);	（四）任何根据第十一条第三款通知的声明；
(e) the receipt of notifications of denunciation.	（五）收到的退出公约通知书。
(4) The Director General of the World Intellectual Property Organization shall inform the States referred to in Article 9, paragraph (1), of the notifications received pursuant to the preceding paragraph and of any declarations made under Article 7, paragraph (4). He shall also notify the Director-General of the United Nations Educational, Scientific and Cultural Organization and the Director-General of the International Labour Office of such declarations.	四、世界知识产权组织总干事应当将根据上款规定收到的通知书以及根据第七条第四款作出的声明通知第九条第一款提到的国家。他还应当将此种声明通知联合国教育科学文化组织总干事和国际劳工局局长。
(5) The Secretary-General of the United Nations shall transmit two certified copies of this Convention to the States referred to in Article 9, paragraph (1).	五、联合国秘书长应当将本公约的两份经核证无误的副本送往第九条第一款提到的国家。